Kathleen Taylor-Simpson - Sep 18, 2024 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role: Chief Financial Officer
Signature: /s/Carol Meltzer, by power of attorney
Stock symbol: AMRK
Transactions as of: Sep 18, 2024
Transactions value $: -$1,099,381
Form type: 4
Date filed: 9/19/2024, 09:09 PM
Previous filing: Jun 8, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$46.8K	+17.1K		$2.74	17.1K	Sep 18, 2024	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$7.98K	+2.91K	+17.03%	$2.74	20K	Sep 18, 2024	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$752K	-17.1K	-85.45%	$43.99	2.91K	Sep 18, 2024	Direct	F1
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$130K	-2.91K	-100%	$44.81	0	Sep 18, 2024	Direct	F2
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$15.1K	+4.87K		$3.10	4.87K	Sep 18, 2024	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Options Exercise	$403	+130	+2.67%	$3.10	5K	Sep 18, 2024	Direct
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$5.86K	-130	-2.6%	$45.09	4.87K	Sep 18, 2024	Direct	F3
transaction	AMRK	Common Stock, par value $0.01 per share	Sale	-$211K	-4.87K	-100%	$43.39	0	Sep 18, 2024	Direct	F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AMRK	Stock option (right to buy)	Options Exercise	-$46.8K	-17.1K	-85.45%	$2.74	2.91K	Sep 18, 2024	Common Stock, par value $0.01 per share	17.1K	$2.74	Direct	F5
transaction	AMRK	Stock option (right to buy)	Options Exercise	-$7.98K	-2.91K	-100%	$2.74	0	Sep 18, 2024	Common Stock, par value $0.01 per share	2.91K	$2.74	Direct	F5
transaction	AMRK	Stock option (right to buy)	Options Exercise	-$15.1K	-4.87K	-97.4%	$3.10	130	Sep 18, 2024	Common Stock, par value $0.01 per share	4.87K	$3.10	Direct	F6
transaction	AMRK	Stock option (right to buy)	Options Exercise	-$403	-130	-100%	$3.10	0	Sep 18, 2024	Common Stock, par value $0.01 per share	130	$3.10	Direct	F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.42 to not more than $44.41. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2	The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.43 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3	The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $45.06 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4	The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.155 to not more than $44.10. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F5	The option granted covered 30,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.
F6	The option granted covered 5,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.