Kathleen Taylor-Simpson - 18 Sep 2024 Form 4 Insider Report for A-Mark Precious Metals, Inc. (AMRK)

Role
Chief Financial Officer
Signature
/s/Carol Meltzer, by power of attorney
Issuer symbol
AMRK
Transactions as of
18 Sep 2024
Net transactions value
-$1,099,381
Form type
4
Filing time
19 Sep 2024, 21:09:51 UTC
Previous filing
08 Jun 2021
Next filing
04 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $46,824 +17,089 $2.74 17,089 18 Sep 2024 Direct
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $7,976 +2,911 +17% $2.74 20,000 18 Sep 2024 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $751,745 -17,089 -85% $43.99 2,911 18 Sep 2024 Direct F1
transaction AMRK Common Stock, par value $0.01 per share Sale $130,452 -2,911 -100% $44.81 0 18 Sep 2024 Direct F2
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $15,097 +4,870 $3.10 4,870 18 Sep 2024 Direct
transaction AMRK Common Stock, par value $0.01 per share Options Exercise $403 +130 +2.7% $3.10 5,000 18 Sep 2024 Direct
transaction AMRK Common Stock, par value $0.01 per share Sale $5,861 -130 -2.6% $45.09 4,870 18 Sep 2024 Direct F3
transaction AMRK Common Stock, par value $0.01 per share Sale $211,323 -4,870 -100% $43.39 0 18 Sep 2024 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMRK Stock option (right to buy) Options Exercise $46,824 -17,089 -85% $2.74 2,911 18 Sep 2024 Common Stock, par value $0.01 per share 17,089 $2.74 Direct F5
transaction AMRK Stock option (right to buy) Options Exercise $7,976 -2,911 -100% $2.74 0 18 Sep 2024 Common Stock, par value $0.01 per share 2,911 $2.74 Direct F5
transaction AMRK Stock option (right to buy) Options Exercise $15,097 -4,870 -97% $3.10 130 18 Sep 2024 Common Stock, par value $0.01 per share 4,870 $3.10 Direct F6
transaction AMRK Stock option (right to buy) Options Exercise $403 -130 -100% $3.10 0 18 Sep 2024 Common Stock, par value $0.01 per share 130 $3.10 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.42 to not more than $44.41. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F2 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $44.43 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F3 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $45.06 to not more than $45.13. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F4 The price reported is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from not less than $43.155 to not more than $44.10. The reporting person undertakes to provide to A-Mark Precious Metals, Inc. ("A-Mark"), any security holder of A-Mark, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form.
F5 The option granted covered 30,000 shares, and vested 33.3% per year on June 30, 2020, 2021 and 2022.
F6 The option granted covered 5,000 shares, and vested 33.3% per year on August 30, 2019, 2020 and 2021.