Kenneth John Stephon - May 17, 2023 Form 4 Insider Report for William Penn Bancorporation (WMPN)

Role
President and CEO, Director
Signature
/s/Jonathan T. Logan, Power of Attorney
Stock symbol
WMPN
Transactions as of
May 17, 2023
Transactions value $
$0
Form type
4
Date filed
5/18/2023, 10:59 AM
Previous filing
Mar 13, 2023
Next filing
Sep 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WMPN Common Stock Other $0 +25.3K +74.63% $0.00 59.2K May 17, 2023 Direct F1
transaction WMPN Common Stock Other $0 -25.3K -20% $0.00 101K May 17, 2023 By Stock Award F1, F2
holding WMPN Common Stock 28.7K May 17, 2023 By 401(k) F3
holding WMPN Common Stock 38.6K May 17, 2023 By IRA
holding WMPN Common Stock 7.49K May 17, 2023 By ESOP F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding WMPN Stock Option (right to buy) 316K May 17, 2023 Common Stock 316K $11.61 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Since the reporting person's last report, 25,280 shares of restricted stock have vested and are now held directly.
F2 Stock Awards granted pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan, vest in five equal annual installments commencing on May 17, 2023.
F3 This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
F4 Stock Options granted pursuant to the William Penn Bancorporation 2022 Equity Incentive Plan, vest in five equal annual installments commencing on May 17, 2023.