James J. Park - Apr 12, 2022 Form 4 Insider Report for Ontrak, Inc. (OTRK)

Role: Chief Accounting Officer
Signature: /s/ James J. Park
Stock symbol: OTRK
Transactions as of: Apr 12, 2022
Transactions value $: $0
Form type: 4
Date filed: 4/14/2022, 05:29 PM
Previous filing: Aug 20, 2021
Next filing: Apr 22, 2022

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	OTRK	Common Stock						1.53K	Apr 12, 2022	by 401k Plan	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	OTRK	Option (right to buy)	Award	$0	+27.8K		$0.00	27.8K	Apr 12, 2022	Ontrak, Inc. Common Stock	27.8K	$1.73	Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	As of April 12, 2022 Mr. Park has acquired 1,525.66 shares of the Company's common stock under the Company's 401(k) plan.
F2	These securities were granted to Mr. Park for his services as the Chief Accounting Officer of the Company.
F3	25% of these options shall vest one year from the date of grant and the remaining options shall vest in 12 equal quarterly installments thereafter over the next three years.