Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | OTRK | Option (right to buy) | Aug 10, 2021 | Ontrak, Inc. Common Stock | 35K | $15.55 | Direct | F1, F3, F4 | ||||||
holding | OTRK | Option (right to buy) | Aug 10, 2021 | Ontrak, Inc. Common Stock | 65K | $16.01 | Direct | F1, F3, F5 | ||||||
holding | OTRK | Restricted Stock Unit | Aug 10, 2021 | Ontrak, Inc. Common Stock | 2K | Direct | F1, F6, F7, F8 |
Id | Content |
---|---|
F1 | On August 10, 2021, Mr. Park was appointed as the Principal Accounting Officer of the Company. |
F2 | As of August 16, 2021, Mr. Park has acquired 273.2 shares of the Company's common stock under the Company's 401(k) plan. |
F3 | On September 16, 2019, Mr. Park joined the Company as Chief Accounting Officer. These options were granted to Mr. Park for his services as Chief Accounting Officer of the Company. |
F4 | Stock options were granted on December 2, 2019, with 25% vested on September 16, 2020 and the remaining vesting equally over the next 36 months. |
F5 | Stock options were granted on February 12, 2020, with 25% vested on September 16, 2020 and the remaining vesting equally over the next 36 months. |
F6 | Each restricted stock unit ("RSU") represents the right to receive one share of common stock upon vesting. |
F7 | On June 14, 2021, Mr. Park was granted 2,000 RSU's, subject to Mr. Park's continued employment with the Company. The RSU's vest over five years as follows: 40% shall vest on the second anniversary of the grant date and 20% shall vest on the third, fourth and fifth anniversaries of the grant date subject to Mr. Park's continued employment. |
F8 | No expiration date for this type of award |