Scott F. Kavanaugh - Feb 25, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Thompson attorney in fact for Scott F. Kavanaugh
Stock symbol
FFWM
Transactions as of
Feb 25, 2022
Transactions value $
-$73,650
Form type
4
Date filed
2/25/2022, 05:51 PM
Previous filing
Feb 24, 2022
Next filing
Jul 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +7.05K +3.51% 208K Feb 25, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$73.6K -2.77K -1.33% $26.55 205K Feb 25, 2022 Direct F1
holding FFWM Common Stock 1.17M Feb 25, 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -7.05K -100% 0 Feb 25, 2022 Common Stock 7.05K Direct F2, F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/25/2020, 2/25/2021, 2/25/2022
F5 No expiration date for this type of award