Scott F. Kavanaugh - 22 Feb 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Thompson attorney in fact for Scott F. Kavanaugh
Issuer symbol
FFWM
Transactions as of
22 Feb 2022
Net transactions value
-$109,690
Form type
4
Filing time
24 Feb 2022, 18:51:17 UTC
Previous filing
23 Feb 2022
Next filing
25 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +5,501 +2.8% 199,863 22 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $57,043 -2,164 -1.1% $26.36 197,699 22 Feb 2022 Direct F1
transaction FFWM Common Stock Options Exercise +5,182 +2.6% 202,881 23 Feb 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability $52,647 -2,039 -1% $25.82 200,842 23 Feb 2022 Direct F1
holding FFWM Common Stock 1,168,532 22 Feb 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -5,182 -33% 10,365 23 Feb 2022 Common Stock 5,182 $0.000000 Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award +16,503 16,503 22 Feb 2022 Common Stock 16,503 $0.000000 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -5,501 -33% 11,002 22 Feb 2022 Common Stock 5,501 $0.000000 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024