Scott F. Kavanaugh - Feb 22, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Executive Officer, Director
Signature
/s/ Kevin Thompson attorney in fact for Scott F. Kavanaugh
Stock symbol
FFWM
Transactions as of
Feb 22, 2022
Transactions value $
-$109,690
Form type
4
Date filed
2/24/2022, 06:51 PM
Previous filing
Feb 23, 2022
Next filing
Feb 25, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +5.5K +2.83% 200K Feb 22, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$57K -2.16K -1.08% $26.36 198K Feb 22, 2022 Direct F1
transaction FFWM Common Stock Options Exercise +5.18K +2.62% 203K Feb 23, 2022 Direct F1, F2
transaction FFWM Common Stock Tax liability -$52.6K -2.04K -1.01% $25.82 201K Feb 23, 2022 Direct F1
holding FFWM Common Stock 1.17M Feb 22, 2022 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -5.18K -33.33% 10.4K Feb 23, 2022 Common Stock 5.18K $0.00 Direct F2, F3, F4, F5
transaction FFWM Restricted Stock Unit Award +16.5K 16.5K Feb 22, 2022 Common Stock 16.5K $0.00 Direct F2, F3, F5, F6
transaction FFWM Restricted Stock Unit Options Exercise -5.5K -33.33% 11K Feb 22, 2022 Common Stock 5.5K $0.00 Direct F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with Executives Vesting vesting schedule
F2 No exercise price for this type of award
F3 No exercisable date for this type of award
F4 Vesting dates 2/23/2022, 2/23/2023
F5 No expiration date for this type of award
F6 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024