Kevin L. Thompson - Feb 22, 2022 Form 4 Insider Report for First Foundation Inc. (FFWM)

Role
Chief Financial Officer
Signature
/s/ Paul Newton attorney in fact for Kevin L. Thompson
Stock symbol
FFWM
Transactions as of
Feb 22, 2022
Transactions value $
-$17,605
Form type
4
Date filed
2/24/2022, 07:01 PM
Previous filing
Jun 9, 2021
Next filing
Jun 8, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise +1.23K +114.69% 2.3K Feb 22, 2022 Direct F1, F2, F3
transaction FFWM Common Stock Tax liability -$11.2K -423 -18.43% $26.36 1.87K Feb 22, 2022 Direct F1, F2
transaction FFWM Common Stock Options Exercise +723 +38.62% 2.6K Feb 23, 2022 Direct F1, F2, F3
transaction FFWM Common Stock Tax liability -$6.46K -250 -9.63% $25.82 2.35K Feb 23, 2022 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise -723 -33.33% 1.45K Feb 23, 2022 Common Stock 723 Direct F3, F4, F5, F6
transaction FFWM Restricted Stock Unit Award +3.68K 3.68K Feb 22, 2022 Common Stock 3.68K $0.00 Direct F3, F4, F7, F8
transaction FFWM Restricted Stock Unit Options Exercise -1.23K -33.32% 2.45K Feb 22, 2022 Common Stock 1.23K $0.00 Direct F3, F4, F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with vesting schedule
F2 RSU with Executives Vesting vesting schedule
F3 No exercise price for this type of award
F4 No exercisable date for this type of award
F5 Vesting dates 2/23/2022, 2/23/2023
F6 No Expiration date for this type of award
F7 Vesting dates 2/22/2022, 2/22/2023, 2/22/2024
F8 No expiration date for this type of award