Kevin L. Thompson - 08 Jun 2021 Form 4 Insider Report for First Foundation Inc. (FFWM)

Signature
/s/ Paul Newton attorney in fact for Kevin L. Thompson
Issuer symbol
FFWM
Transactions as of
08 Jun 2021
Net transactions value
-$8,982
Form type
4
Filing time
09 Jun 2021, 15:08:27 UTC
Next filing
24 Feb 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FFWM Common Stock Options Exercise $25,160 +1,000 +235% $25.16 1,426 08 Jun 2021 Direct F1, F2
transaction FFWM Common Stock Tax liability $8,982 -357 -25% $25.16 1,069 08 Jun 2021 Direct F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FFWM Restricted Stock Unit Options Exercise $25,160 -1,000 -33% $25.16 2,000 08 Jun 2021 Common Stock 1,000 $0.000000 Direct F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 RSU with vesting schedule
F2 No exercise price for this type of award
F3 Shares withheld to cover tax liability.
F4 No exercisable date for this type of award
F5 No expiration date for this type of award