Francis P. Barton - Nov 2, 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Stock symbol
AMTX
Transactions as of
Nov 2, 2021
Transactions value $
-$371,757
Form type
4
Date filed
11/3/2021, 08:10 PM
Previous filing
Sep 17, 2021
Next filing
Nov 23, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $24K +9.45K +70.21% $2.54 22.9K Nov 2, 2021 Direct
transaction AMTX Common Stock Options Exercise $26.8K +10.6K +46.1% $2.54 33.5K Nov 3, 2021 Direct
transaction AMTX Common Stock Sale -$200K -9.45K -28.23% $21.13 24K Nov 2, 2021 Direct F1, F2
transaction AMTX Common Stock Sale -$223K -10.6K -43.97% $21.12 13.5K Nov 3, 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise $0 -9.45K -18.52% $0.00 41.6K Nov 2, 2021 Common stock and Series B Preferred 9.45K $2.54 Direct F3
transaction AMTX Option (right to buy) Options Exercise $0 -10.6K -25.4% $0.00 31K Nov 3, 2021 Common stock and Series B Preferred 10.6K $2.54 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 plan.
F2 As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock.
F3 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years.