Francis P. Barton - 02 Nov 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Issuer symbol
AMTX
Transactions as of
02 Nov 2021
Net transactions value
-$371,757
Form type
4
Filing time
03 Nov 2021, 20:10:42 UTC
Previous filing
17 Sep 2021
Next filing
23 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Options Exercise $23,990 +9,445 +70% $2.54 22,897 02 Nov 2021 Direct
transaction AMTX Common Stock Options Exercise $26,810 +10,555 +46% $2.54 33,452 03 Nov 2021 Direct
transaction AMTX Common Stock Sale $199,593 -9,445 -28% $21.13 24,007 02 Nov 2021 Direct F1, F2
transaction AMTX Common Stock Sale $222,964 -10,555 -44% $21.12 13,452 03 Nov 2021 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMTX Option (right to buy) Options Exercise $0 -9,445 -19% $0.000000 41,555 02 Nov 2021 Common stock and Series B Preferred 9,445 $2.54 Direct F3
transaction AMTX Option (right to buy) Options Exercise $0 -10,555 -25% $0.000000 31,000 03 Nov 2021 Common stock and Series B Preferred 10,555 $2.54 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold pursuant to a Rule 10b5-1 plan.
F2 As of the date of the filing of this Form 4, the Reporting Person beneficially owned 13,452 shares of the Issuers common stock.
F3 50% vest Immediately on the grant date and rest 50% vest 1/12th over the three years.