FRANCIS P. BARTON - 26 Jan 2021 Form 4 Insider Report for AEMETIS, INC (AMTX)

Role
Director
Signature
/s/Todd Waltz attorney-infact
Issuer symbol
AMTX
Transactions as of
26 Jan 2021
Net transactions value
-$1,352,096
Form type
4
Filing time
17 Sep 2021, 20:59:21 UTC
Next filing
03 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMTX Common Stock Sale $90,012 -10,000 -43% $9.00 13,452 16 Feb 2021 Direct F1, F2
transaction AMTX Common Stock Sale $90,012 -10,000 -43% $9.00 13,452 16 Feb 2021 Direct F1, F3
transaction AMTX Common Stock Sale $200,056 -20,000 -60% $10.00 13,452 25 Feb 2021 Direct F1, F2
transaction AMTX Common Stock Sale $240,000 -20,000 -60% $12.00 13,452 01 Mar 2021 Direct F1, F2
transaction AMTX Common Stock Sale $150,016 -10,000 -43% $15.00 13,452 02 Mar 2021 Direct F1, F2
transaction AMTX Common Stock Sale $400,000 -20,000 -60% $20.00 13,452 12 Mar 2021 Direct F1, F4
transaction AMTX Common Stock Sale $182,000 -20,000 -60% $9.10 13,452 26 Jan 2021 Direct F1, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 1.These transactions were incorrectly reported in Table II on prior Form 4s filed by the Reporting Person in connection with the Reporting Persons exercise of stock options and sale of common stock from those issuances.
F2 The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/18/2018 grant.
F3 The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 11/16/2017 grant.
F4 The Reporting person sold the 10000 shares acquired on sale date through by paying cash for the option cost of the 1/8/2019 grant.
F5 The Reporting person sold the 10000 shares acquired in 2015 through RSA issuances by the Company and 10000 acquired on sale date through by paying cash for the option cost of the grant 11/16/2017.
F6 As of the date of the first reported transaction on this Form 4, the Reporting Person beneficially owned 23,452 shares of the Issuers common stock. Each of the sale and withholding transactions reported herein was with respect to shares received from the exercise of stock options previously described on prior Form 4s except for 10,000 on 1/26/2021 sale.