Michael Kim - Mar 4, 2024 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
CEO and President, Director
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim
Stock symbol
AMK
Transactions as of
Mar 4, 2024
Transactions value $
-$416,285
Form type
4
Date filed
3/5/2024, 05:10 PM
Previous filing
Oct 26, 2023
Next filing
Jun 11, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Sale -$416K -11.8K -3.14% $35.18 365K Mar 4, 2024 Direct F1
holding AMK Common Stock 41.4K Mar 4, 2024 Kim Family Trust F2
holding AMK Common Stock 1.93K Mar 4, 2024 Child F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the number of shares of Common Stock that were sold to satisfy tax withholding requirements on vesting of restricted stock units pursuant to mandatory "sell to cover" provisions contained in the Reporting Person's RSU Agreement, and does not represent a discretionary sale by the Reporting Person. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.
F2 Shares held by The Kim Family Trust, dated July 30, 2016.
F3 The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.

Remarks:

The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes and fees.