Michael Kim - Oct 24, 2023 Form 4 Insider Report for AssetMark Financial Holdings, Inc. (AMK)

Role
CEO and President, Director
Signature
/s/ Celeste Angelich, as Attorney-in-Fact, for Michael Kim
Stock symbol
AMK
Transactions as of
Oct 24, 2023
Transactions value $
$0
Form type
4
Date filed
10/26/2023, 04:36 PM
Previous filing
Jun 12, 2023
Next filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMK Common Stock Award $0 +42.3K +12.65% $0.00 377K Oct 24, 2023 Direct F1
holding AMK Common Stock 41.4K Oct 24, 2023 Kim Family Trust F2
holding AMK Common Stock 1.93K Oct 24, 2023 Child F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of restricted stock units that vest in four equal annual installments on each of September 8 of 2024, 2025, 2026, and 2027 and settle in shares of common stock of the Issuer.
F2 Shares held by The Kim Family Trust, dated July 30, 2016.
F3 The Reporting Person disclaims beneficial ownership of the shares held directly by his college-aged child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of the shares held in trust for purposes of Section 16 or for any other purpose.