Fernando Perez-Hickman - 30 Jun 2025 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: Director
Signature: Fernando Perez-Hickman
Issuer symbol: NEWT
Transactions as of: 30 Jun 2025
Net transactions value: +$24,999
Form type: 4
Filing time: 01 Jul 2025, 09:29:20 UTC
Previous filing: 06 Feb 2025
Next filing: 02 Feb 2026
SEC: View on sec.gov

Reporting Owners (1)

Name	Relationship	Address	Signature	Signature date	CIK
PEREZ-HICKMAN FERNANDO	Director	4800 T-REX AVENUE, SUITE 120, BOCA RATON	Fernando Perez-Hickman	01 Jul 2025	0001713483

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common stock	Award	$24,999	+2,283	+38%	$10.95	8,264	30 Jun 2025	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On June 30, 2025, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 2,283 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.