Nicolas Young - 04 Oct 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: President, Newtek Bank, N.A.
Signature: Nicolas Young
Issuer symbol: NEWT
Transactions as of: 04 Oct 2024
Net transactions value: $0
Form type: 4
Filing time: 08 Oct 2024, 16:00:04 UTC
Previous filing: 02 Jul 2024
Next filing: 30 Jan 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common stock	Award	$0	+8,237	+21%	$0.000000	46,883	04 Oct 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 8,237 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On October 4, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 8,237 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.