Peter Mathison Downs - 01 Jul 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Reporting relationship: Chief Lending Officer, Director
Issuer ticker: NEWT
Reported as of: 01 Jul 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Jul 2024, 12:18:52 UTC
Prior SEC filing: 30 Jan 2024
Next SEC filing: 08 Oct 2024
Source filing: View source filing
Reporting owner signature: Peter Downs

Key filing fact

Peter Mathison Downs filed Form 4 for NewtekOne, Inc. (NEWT) on 02 Jul 2024.

Key facts

This page summarizes Peter Mathison Downs's Form 4 filing for NewtekOne, Inc. (NEWT).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 02 Jul 2024, 12:18.

Change

Previous filing in this sequence was filed on 30 Jan 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NEWT transaction

Common stock

Award

Transaction value: $0
Shares: +9,944
Change %: +14%
Price: $0.000000
Shares after: 81,082
Date: 01 Jul 2024
Ownership: Direct
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

On July 1, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 9,944 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after twelve (12) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.