Frank M. DeMaria - 01 Jul 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: EVP, Chief Accounting Officer
Signature: Frank M. DeMaria
Issuer symbol: NEWT
Transactions as of: 01 Jul 2024
Net transactions value: $0
Form type: 4
Filing time: 02 Jul 2024, 11:54:52 UTC
Previous filing: 03 Apr 2024
Next filing: 08 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common stock	Award	$0	+19,889	+239%	$0.000000	28,207	01 Jul 2024	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On July 1, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 19,889 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after thirty-six (36) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On July 1, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 19,889 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after thirty-six (36) months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.