Richard J. Salute - 14 Jun 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role: Director
Signature: Richard Salute
Issuer symbol: NEWT
Transactions as of: 14 Jun 2024
Net transactions value: +$33,834
Form type: 4
Filing time: 18 Jun 2024, 14:20:34 UTC
Previous filing: 25 Jan 2024
Next filing: 23 Sep 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NEWT	Common stock	Award	$25,000	+1,932	+6.4%	$12.94	31,917	14 Jun 2024	Direct	F1
transaction	NEWT	Common stock	Purchase	$8,834	+700	+2.2%	$12.62	32,617	18 Jun 2024	Direct

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	On June 14, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,932 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.

Content

On June 14, 2024, under the Shareholder and Board approved NewtekOne, Inc. 2023 Stock Incentive Plan, the reporting person was granted 1,932 restricted shares of the Issuer's common stock as a restricted stock award with 100% of the shares vesting after 12 months. Dividends in the form of common stock will be paid during the restricted period, and such common stock will also vest pursuant to the vesting schedule.