Salvatore Francis Mulia - 21 Mar 2024 Form 4 Insider Report for NewtekOne, Inc. (NEWT)

Role
Director
Signature
Sal Mulia
Issuer symbol
NEWT
Transactions as of
21 Mar 2024
Net transactions value
-$8,032
Form type
4
Filing time
22 Mar 2024, 16:04:23 UTC
Previous filing
21 Feb 2024
Next filing
23 Apr 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Sale $8,032 -750 -1.6% $10.71 47,212 21 Mar 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Pursuant to 10b5-1 plan adopted by the Reporting Person on June 20, 2023.