Nicholas J. Leger - 31 Dec 2023 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Role
Chief Accounting Officer
Signature
Nicholas Leger
Issuer symbol
NEWT
Transactions as of
31 Dec 2023
Net transactions value
-$7,015
Form type
5
Filing time
09 Feb 2024, 11:50:43 UTC
Previous filing
22 Mar 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Tax liability $14,722 -722 -3.8% $20.39 18,318 15 Feb 2023 Direct F1
transaction NEWT Common stock Purchase $2,427 +186 +1% $13.05 18,318 14 Apr 2023 Direct F2
transaction NEWT Common stock Purchase $109 +5 +0.03% $21.85 18,318 14 Apr 2023 Direct F2
transaction NEWT Common stock Purchase $2,455 +137 +0.75% $17.92 18,318 21 Jul 2023 Direct F2
transaction NEWT Common stock Purchase $71.88 +4 +0.02% $17.97 18,318 21 Jul 2023 Direct F2
transaction NEWT Common stock Purchase $2,479 +185 +1% $13.40 18,318 20 Oct 2023 Direct F2
transaction NEWT Common stock Purchase $233 +17 +0.09% $13.71 18,318 20 Oct 2023 Direct F2
transaction NEWT Common stock Sale $69.12 -5 -0.03% $13.82 18,318 04 Dec 2023 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.
F2 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F3 Shares sold by Reporting Person's broker to cover account fees.