Nicolas Young - 31 Dec 2023 Form 5 Insider Report for NewtekOne, Inc. (NEWT)

Role
President, Newtek Bank, N.A.
Signature
Nicolas Young
Issuer symbol
NEWT
Transactions as of
31 Dec 2023
Net transactions value
-$37,090
Form type
5
Filing time
25 Jan 2024, 15:10:58 UTC
Previous filing
21 Mar 2023
Next filing
24 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEWT Common stock Purchase $4,398 +337 +1.1% $13.05 31,876 14 Apr 2023 Direct F1
transaction NEWT Common stock Purchase $4,462 +249 +0.78% $17.92 32,125 21 Jul 2023 Direct F1
transaction NEWT Common stock Tax liability $49,139 -2,733 -8.5% $17.98 29,392 02 Aug 2023 Direct F2
transaction NEWT Common stock Purchase $3,189 +238 +0.81% $13.40 29,630 20 Oct 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares received by Reporting Person pursuant to regular quarterly dividend declared by Issuer.
F2 Disposition by Reporting Person to Issuer under the Issuer's 2015 Stock Incentive Plan to satisfy tax withholding obligations relating to vesting of Restricted Shares.