| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VTNR | Common Stock | Sale | $108,440 | -10,000 | -100% | $10.84 | 0 | 06 Jul 2021 | Through the Timothy & Melinda Harvey TTEES Harvey Trust U/A DTD 09/14/92 | F1 |
| transaction | VTNR | Common Stock | Options Exercise | $43,500 | +30,000 | $1.45 | 30,000 | 01 Jul 2021 | Direct | ||
| transaction | VTNR | Common Stock | Tax liability | $43,500 | -4,248 | -14% | $10.24 | 25,752 | 01 Jul 2021 | Direct | F2 |
| transaction | VTNR | Common Stock | Options Exercise | $75,600 | +60,000 | +233% | $1.26* | 85,752 | 01 Jul 2021 | Direct | |
| transaction | VTNR | Common Stock | Tax liability | $75,602 | -7,383 | -8.6% | $10.24 | 78,369 | 01 Jul 2021 | Direct | F3 |
| transaction | VTNR | Common Stock | Options Exercise | $124,800 | +60,000 | +77% | $2.08 | 138,369 | 01 Jul 2021 | Direct | |
| transaction | VTNR | Common Stock | Tax liability | $124,795 | -12,187 | -8.8% | $10.24 | 126,182 | 01 Jul 2021 | Direct | F4 |
| transaction | VTNR | Common Stock | Options Exercise | $496,125 | +75,000 | +59% | $6.62 | 201,182 | 01 Jul 2021 | Direct | |
| transaction | VTNR | Common Stock | Tax liability | $496,128 | -48,450 | -24% | $10.24 | 152,732 | 01 Jul 2021 | Direct | F5 |
| transaction | VTNR | Common Stock | Options Exercise | $177,600 | +60,000 | +39% | $2.96 | 212,732 | 01 Jul 2021 | Direct | |
| transaction | VTNR | Common Stock | Tax liability | $177,603 | -17,344 | -8.2% | $10.24 | 195,388 | 01 Jul 2021 | Direct | F6 |
| holding | VTNR | Common Stock | 4,000 | 01 Jul 2021 | Through the Caylyn Harvey Trust | ||||||
| holding | VTNR | Common Stock | 1,800 | 01 Jul 2021 | Through the Lexie Harvey Irrevocable Trust |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | VTNR | Stock Option | Options Exercise | $0 | -30,000 | -50% | $0.000000 | 30,000 | 01 Jul 2021 | Common Stock | 30,000 | $1.45 | Direct | F7 |
| transaction | VTNR | Stock Option | Options Exercise | $0 | -60,000 | -100% | $0.000000* | 0 | 01 Jul 2021 | Common Stock | 60,000 | $1.26 | Direct | F8 |
| transaction | VTNR | Stock Option | Options Exercise | $0 | -60,000 | -100% | $0.000000* | 0 | 01 Jul 2021 | Common Stock | 60,000 | $2.08 | Direct | F9 |
| transaction | VTNR | Stock Option | Options Exercise | $0 | -75,000 | -100% | $0.000000* | 0 | 01 Jul 2021 | Common Stock | 75,000 | $6.62 | Direct | F10 |
| transaction | VTNR | Stock Option | Options Exercise | $0 | -60,000 | -100% | $0.000000* | 0 | 01 Jul 2021 | Common Stock | 60,000 | $2.96 | Direct | F11 |
| Id | Content |
|---|---|
| F1 | This transaction was executed in multiple trades at prices ranging from $10.96 to $10.81. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was affected. |
| F2 | Represents a "net exercise" of outstanding stock options. The reporting person received 25,752 shares of common stock on the net exercise of an option to purchase 30,000 shares of common stock. The Issuer withheld 4,248 shares of common stock underlying the option in payment of the exercise price, based on the five-day volume weighted average closing price of the Issuer's common stock, for the five trading days prior to July 1, 2021, of $10.24, as calculated pursuant to the terms of the option award (the "FMV"). |
| F3 | Represents a "net exercise" of outstanding stock options. The reporting person received 52,617 shares of common stock on the net exercise of an option to purchase 60,000 shares of common stock. The reporting person forfeited 7,383 shares of common stock underlying the option in payment of the exercise price, based on the FMV. |
| F4 | Represents a "net exercise" of outstanding stock options. The reporting person received 47,813 shares of common stock on the net exercise of an option to purchase 60,000 shares of common stock. The reporting person forfeited 12,188 shares of common stock underlying the option in payment of the exercise price, based on the FMV. |
| F5 | Represents a "net exercise" of outstanding stock options. The reporting person received 26,550 shares of common stock on the net exercise of an option to purchase 75,000 shares of common stock. The reporting person forfeited 48,450 shares of common stock underlying the option in payment of the exercise price, based on the FMV. |
| F6 | Represents a "net exercise" of outstanding stock options. The reporting person received 42,656 shares of common stock on the net exercise of an option to purchase 60,000 shares of common stock. The reporting person forfeited 17,344 shares of common stock underlying the option in payment of the exercise price, based on the fair market value of the Issuer's common stock at the time of the option exercise, based on the FMV. |
| F7 | Options to purchase 15,000 shares vested on May 20, 2020 and 2021. |
| F8 | Options to purchase 15,000 shares vested on December 13, 2017, 2018, 2019 and 2020. |
| F9 | Options to purchase 15,000 shares vested on July 7, 2016, 2017, 2018 and 2019. |
| F10 | Options to purchase 18,750 shares vested on October 3, 2015, 2016, 2017 and 2018. |
| F11 | Options to purchase 15,000 shares vested on September 27, 2014, 2015, 2016 and 2017. |