Timothy C. Harvey - May 14, 2021 Form 4 Insider Report for Vertex Energy Inc. (VTNR)

Role
Director
Signature
/s/ Timothy C Harvey
Stock symbol
VTNR
Transactions as of
May 14, 2021
Transactions value $
$0
Form type
4
Date filed
5/24/2021, 09:35 PM
Next filing
Jul 12, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding VTNR Common Stock 10K May 14, 2021 Through the Timothy & Melinda Harvey TTEES Harvey Trust U/A DTD 09/14/92
holding VTNR Common Stock 4K May 14, 2021 Through the Caylyn Harvey Trust
holding VTNR Common Stock 1.8K May 14, 2021 Through the Lexie Harvey Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VTNR Stock Option Award +15K 15K May 14, 2021 Common Stock 15K $1.92 Direct F1, F2
transaction VTNR Stock Option Award +15K 15K May 14, 2021 Common Stock 15K $1.92 Direct F1, F2
transaction VTNR Stock Option Award +15K 15K May 14, 2021 Common Stock 15K $1.92 Direct F1, F2
transaction VTNR Stock Option Award +15K 15K May 14, 2021 Common Stock 15K $1.92 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock options granted pursuant to the Registrant's 2019 Equity Incentive Plan, in a transaction exempt from Section 16 under Rule 16b-3.
F2 Granted in consideration for services rendered and to be rendered as a member of the board of directors.