Marco Fregenal - Nov 22, 2021 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Role
Chief Financial Officer, Director
Signature
/s/ Donald R. Reynolds, by Power of Attorney
Stock symbol
FTHM
Transactions as of
Nov 22, 2021
Transactions value $
-$3,618,750
Form type
4
Date filed
11/23/2021, 03:30 PM
Previous filing
Sep 10, 2021
Next filing
Jun 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Sale -$3.62M -150K -11.86% $24.13 1.11M Nov 22, 2021 Direct F1, F2, F3
holding FTHM Common Stock 329 Nov 22, 2021 See footnote F4
holding FTHM Common Stock 150K Nov 22, 2021 By: Fregenal 2020 Irrevocable Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The shares were sold by the reporting person in a registered underwritten offering pursuant to an underwriting agreement entered into on November 17, 2021.
F2 Represents public offering price of $25.00 per share less underwriting discounts and commissions of $0.875 per share.
F3 Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024.
F4 These shares were granted to reporting person's wife. The shares are restricted and vest in full on March 4, 2024.
F5 These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.