Marco Fregenal - 07 Jun 2022 Form 4 Insider Report for Fathom Holdings Inc. (FTHM)

Signature
/s/ Donald R. Reynolds, by Power of Attorney
Issuer symbol
FTHM
Transactions as of
07 Jun 2022
Net transactions value
+$284,037
Form type
4
Filing time
14 Jun 2022, 17:53:25 UTC
Previous filing
23 Nov 2021
Next filing
01 May 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FTHM Common Stock Purchase $182,358 +20,000 +1.7% $9.12 1,166,080 13 Jun 2022 Direct F1, F2
transaction FTHM Common Stock Purchase $101,679 +10,000 +0.88% $10.17 1,146,080 10 Jun 2022 Direct F2, F3
transaction FTHM Common Stock Gift $0 -15,000 -1.3% $0.000000 1,136,080 07 Jun 2022 Direct F2
holding FTHM Common Stock 3,291 07 Jun 2022 See footnote F4
holding FTHM Common Stock 150,000 07 Jun 2022 By: Fregenal 2020 Irrevocable Trust F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is the weighted average price of securities that were purchased in the open market in multiple transactions at prices ranging from $8.98 to $9.63. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange, upon request, full information regarding the number of shares purchased at each separate price within such range.
F2 Of these shares, 8,359 shares are restricted and vest in full on March 4, 2024, 2,213 shares are restricted and vest in full on July 1, 2024, 9,222 shares are restricted and vest in full on November 30, 2024, and 24,680 shares are restricted and vest in full on March 31, 2025.
F3 The price reported is the weighted average price of securities that were purchased in the open market in multiple transactions at prices ranging from $9.96 to $10.21. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange, upon request, full information regarding the number of shares purchases at each separate price within such range.
F4 Of these shares, 329 shares were granted to the reporting person's wife and are restricted and vest in full on March 4, 2024, and 2,962 shares were granted to the reporting person's wife and are restricted and vest in full on March 31, 2025.
F5 These shares are held by a trust for the benefit of the reporting person's children. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.