IAN T. CLARK - 01 Sep 2021 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
Director
Signature
/s/ John Saia, as attorney-in-fact for Ian T. Clark
Issuer symbol
GH
Transactions as of
01 Sep 2021
Net transactions value
-$135,382
Form type
4
Filing time
03 Sep 2021, 17:06:36 UTC
Previous filing
01 Jul 2021
Next filing
13 Sep 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $4,498 +1,076 $4.18 1,076 01 Sep 2021 Direct
transaction GH COMMON STOCK Sale $139,880 -1,076 -100% $130.00 0 01 Sep 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH STOCK OPTION (RIGHT TO BUY) Options Exercise $0 -1,076 -50% $0.000000 1,076 01 Sep 2021 COMMON STOCK 1,076 $4.18 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.