Ian T. Clark - Jun 29, 2021 Form 4 Insider Report for Guardant Health, Inc. (GH)

Role
Director
Signature
/s/ John Saia, as attorney-in-fact for Ian T. Clark
Stock symbol
GH
Transactions as of
Jun 29, 2021
Transactions value $
-$995,057
Form type
4
Date filed
7/1/2021, 05:04 PM
Previous filing
Jun 21, 2021
Next filing
Sep 3, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GH COMMON STOCK Options Exercise $4.5K +1.08K +23.17% $4.18 5.72K Jun 29, 2021 Direct
transaction GH COMMON STOCK Options Exercise $373K +4.84K +84.63% $77.09 10.6K Jun 29, 2021 Direct
transaction GH COMMON STOCK Sale -$1.37M -10.6K -100% $130.00 0 Jun 29, 2021 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GH STOCK OPTION (RIGHT TO BUY) Options Exercise $0 -1.08K -33.33% $0.00 2.15K Jun 29, 2021 COMMON STOCK 1.08K $4.18 Direct F2
transaction GH STOCK OPTION (RIGHT TO BUY) Options Exercise $0 -4.84K -100% $0.00* 0 Jun 29, 2021 COMMON STOCK 4.84K $77.09 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were sold under a pre-arranged sales plan pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
F2 The stock option vests and becomes exercisable in equal monthly installments over 48 months commencing on October 25, 2017.
F3 The stock option vests in full on the earlier to occur of (i) June 12, 2021 and (ii) the date of the next annual meeting of the Issuer's stockholders.