Daniel V Malloy - 15 Jun 2021 Form 4 Insider Report for SiriusPoint Ltd (SPNT)

Role
President Global Distribution
Signature
/s/ Lisa M. Tanzi, Attorney-in-Fact for Daniel V. Malloy
Issuer symbol
SPNT
Transactions as of
15 Jun 2021
Net transactions value
-$1,155,979
Form type
4
Filing time
17 Jun 2021, 17:31:41 UTC
Previous filing
26 May 2021
Next filing
19 May 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPNT Common Shares Options Exercise $271,260 +27,126 +3.7% $10.00 764,694 15 Jun 2021 Direct F1
transaction SPNT Common Shares Sale $287,647 -27,126 -3.5% $10.60 737,568 15 Jun 2021 Direct F1, F2, F3
transaction SPNT Common Shares Options Exercise $458,970 +45,897 +6.2% $10.00 783,465 16 Jun 2021 Direct F1
transaction SPNT Common Shares Sale $485,723 -45,897 -5.9% $10.58 737,568 16 Jun 2021 Direct F1, F2, F4
transaction SPNT Common Shares Options Exercise $369,770 +36,977 +5% $10.00 774,545 17 Jun 2021 Direct F1
transaction SPNT Common Shares Sale $382,608 -36,977 -4.8% $10.35 737,568 17 Jun 2021 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPNT Options Options Exercise $271,260 -27,126 -3.1% $10.00 839,618 15 Jun 2021 Common Shares 27,126 $10.00 Direct F6, F7
transaction SPNT Options Options Exercise $458,970 -45,897 -5.5% $10.00 793,721 16 Jun 2021 Common Shares 45,897 $10.00 Direct F6, F7
transaction SPNT Options Options Exercise $369,770 -36,977 -4.7% $10.00 756,744 17 Jun 2021 Common Shares 36,977 $10.00 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted shares.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.49 to $10.72, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within therange set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.52 to $10.70, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.565, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Options to purchase Common Shares under the SiriusPoint Ltd. 2013 Omnibus Incentive Plan, as amended.
F7 Current