Daniel V Malloy - 24 May 2021 Form 4 Insider Report for SiriusPoint Ltd (SPNT)

Signature
/s/ Lisa M. Tanzi, Attorney-in-Fact for Daniel V. Malloy
Issuer symbol
SPNT
Transactions as of
24 May 2021
Net transactions value
-$217,751
Form type
4
Filing time
26 May 2021, 17:33:47 UTC
Next filing
17 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SPNT Common Shares Options Exercise $317,150 +31,715 +4.3% $10.00 769,283 24 May 2021 Direct F1
transaction SPNT Common Shares Sale $335,814 -31,715 -4.1% $10.59 737,568 24 May 2021 Direct F1, F2, F3
transaction SPNT Common Shares Options Exercise $619,640 +61,964 +8.4% $10.00 799,532 25 May 2021 Direct F1
transaction SPNT Common Shares Sale $649,866 -61,964 -7.8% $10.49 737,568 25 May 2021 Direct F1, F2, F4
transaction SPNT Common Shares Options Exercise $163,210 +16,321 +2.2% $10.00 753,889 26 May 2021 Direct F1
transaction SPNT Common Shares Sale $168,860 -16,321 -2.2% $10.35 737,568 26 May 2021 Direct F1, F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SPNT Options Options Exercise $0 -31,715 -3.2% $0.000000 945,029 24 May 2021 Common Shares 31,715 $10.00 Direct F6, F7
transaction SPNT Options Options Exercise $0 -61,964 -6.6% $0.000000 883,065 25 May 2021 Common Shares 61,964 $10.00 Direct F6, F7
transaction SPNT Options Options Exercise $163,210 -16,321 -1.8% $10.00 866,744 26 May 2021 Common Shares 16,321 $10.00 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes restricted shares.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.525 to $10.66, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.39 to $10.69, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.285 to $10.48, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F6 Options to purchase Common Shares under the SiriusPoint Ltd. 2013 Omnibus Incentive Plan, as amended.
F7 Current