Joseph la Rosa - 12 Oct 2023 Form 4/A - Amendment Insider Report for La Rosa Holdings Corp. (LRHC)

Role
CHIEF EXECUTIVE OFFICER, Director, 10%+ Owner
Signature
/s/ Joseph La Rosa
Issuer symbol
LRHC
Transactions as of
12 Oct 2023
Net transactions value
+$1,622,423
Form type
4/A - Amendment
Filing time
14 Nov 2023, 16:07:49 UTC
Date Of Original Report
16 Oct 2023
Previous filing
16 Oct 2023
Next filing
07 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LRHC Common Stock Options Exercise $1,320,998 +377,428 +7% $3.50* 5,777,428 12 Oct 2023 Direct F1
transaction LRHC Common Stock Options Exercise $300,000 +60,000 +1% $5.00* 5,837,428 12 Oct 2023 Direct F2
transaction LRHC Common Stock Options Exercise $1,425 +285 $5.00* 285 12 Oct 2023 By Celebration Office Condos, LLC F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LRHC Series A Convertible Preferred Stock Options Exercise $0 -1,321 -100% $0.000000* 0 12 Oct 2023 Common stock 377,428 $5.00 Direct
transaction LRHC Series A Convertible Preferred Stock Options Exercise $0 -1 -100% $0.000000* 0 12 Oct 2023 Common stock 285 $5.00 By Celebration Office Condos, LLC F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents conversion of 1,321 shares of Series A Convertible Preferred Stock, $0.0001 par value per share, into 377,428 shares of the Issuer's common stock based on a 30% discount to the per share price on the date of closing of the Issuer's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission.
F2 Represents 60,000 shares of common stock issued to Mr. La Rosa pursuant to his Debt Exchange Agreement with the Issuer dated March 27, 2023, calculated based on the per share price on the date of closing of the Issuer's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission.
F3 Represents conversion of 1 share of Series A Convertible Preferred Stock, $0.0001 par value per share, into 285 shares of the Issuer's common stock based on a 30% discount to the per share price on the date of closing of the Issuer's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission.
F4 Owned by Celebration Office Condos, LLC, a company owned and controlled by Joseph La Rosa.