Joseph La Rosa - Oct 4, 2023 Form 3/A - Amendment Insider Report for La Rosa Holdings Corp. (LRHC)

Signature
/s/ Joseph La Rosa
Stock symbol
LRHC
Transactions as of
Oct 4, 2023
Transactions value $
$0
Form type
3/A - Amendment
Date filed
10/16/2023, 09:26 PM
Date Of Original Report
Oct 4, 2023
Next filing
Nov 14, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LRHC Common Stock 5.4M Oct 4, 2023 Direct
holding LRHC Series X Super Voting Preferred Stock 2K Oct 4, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LRHC Series A Convertible Preferred Stock Oct 4, 2023 Common Stock 377K Direct F1
holding LRHC Series A Convertible Preferred Stock Oct 4, 2023 Common Stock 285 By Celebration Condos Office, LLC F4
holding LRHC Warrant to Purchase Common Stock Oct 4, 2023 Common Stock 50K $5.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of October 4, 2023, Mr. La Rosa owned 1,321 shares of Series A Convertible Preferred Stock, $0.0001 par value per share, which automatically converted into 377,428 shares of the Company's common stock based on a 30% discount to the per share price on the date of closing of the Company's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission. This amendment is being filed to move these shares of Series A Preferred Stock from Table II to Table I of the Form 3 filed on October 4, 2023.
F2 The Series X Super Voting Preferred Stock that has 10,000 votes per share and votes together as a class with the Company's common stock.
F3 Pursuant to the terms of the warrant, the "Exercise Price" is the lower of: (i) $5.00 per share of common stock, or (ii) the price per share of any offering by the Company subsequent to the Company's initial public offering made pursuant to its registration statement, as amended (File No. 333-264372), as filed with the Securities and Exchange Commission, subject to adjustment as provided in the warrant.
F4 As of October 4, 2023, Celebration Condos Office, LLC, a limited liability company, owned and controlled by Joseph La Rosa, owned 1 share of Series A Convertible Preferred Stock, $0.0001 par value per share. This amendment is being filed to include this share of Series A Preferred Stock beneficially held indirectly by Joseph La Rosa which was inadvertently omitted from Mr. La Rosa's Form 3 filed on October 4, 2023.