JAY O. WRIGHT - 17 Oct 2022 Form 4 Insider Report for Castellum, Inc. (CTM)

Role
General Counsel, Secretary, Treasurer, Vice Chairman, Director, 10%+ Owner
Signature
/s/ Jay Wright
Issuer symbol
CTM
Transactions as of
17 Oct 2022
Transactions value $
$0
Form type
4
Filing time
20 Oct 2022, 13:23:10 UTC
Previous filing
12 Oct 2022
Next filing
02 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CTM Common Stock Conversion of derivative security +7.85M +650.54% 9.06M 17 Oct 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CTM Series B Preferred Stock Conversion of derivative security -1.57M -100% 0 17 Oct 2022 Common Stock 7.85M Direct F1
transaction CTM Warrants Award +500K 500K 17 Oct 2022 Common Stock 500K $2.00 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Wright held 1,570,500 shares of Series B Preferred Stock which was converted into 7,852,500 shares of Common Stock.
F2 Pursuant to the terms of his employment agreement and in connection with the Company's offering, Mr. Wright received 500,000 warrants to purchase 500,000 shares of Common Stock at $2.00 per share, all of which are exercisable.Pursuant to the terms of his employment agreement and in connection with the Company's offering, Mr. Wright received 500,000 warrants to purchase 500,000 shares of Common Stock at $2.00 per share, all of which are exercisable.

Remarks:

General Counsel, Secretary, Treasurer, Vice Chairman