Key facts
- This page summarizes Jay O Wright's Form 4 filing for Castellum, Inc. (CTM).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 20 Oct 2022, 13:23.
Jay O Wright - 17 Oct 2022 Form 4 Insider Report for Castellum, Inc. (CTM)
- Reporting relationship
- General Counsel, Secretary, Treasurer, Vice Chairman, Director, 10%+ Owner
- Issuer ticker
- CTM
- Reported as of
- 17 Oct 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 20 Oct 2022, 13:23:10 UTC
- Prior SEC filing
- 12 Oct 2022
- Next SEC filing
- 02 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jay Wright
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Jay O Wright filed Form 4 for Castellum, Inc. (CTM) on 20 Oct 2022.
Change
- Previous filing in this sequence was filed on 12 Oct 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CTM
transaction
Common Stock
Conversion of derivative security
- Transaction value
- Shares
- +7,852,500
- Change %
- +651%
- Price
- Shares after
- 9,059,572
- Date
- 17 Oct 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CTM
transaction
Derivative
Series B Preferred Stock
Conversion of derivative security
- Transaction value
- Shares
- -1,570,500
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 17 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,852,500
- Exercise price
- Footnotes
- F1
CTM
transaction
Derivative
Warrants
Award
- Transaction value
- Shares
- +500,000
- Change %
- Price
- Shares after
- 500,000
- Date
- 17 Oct 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 500,000
- Exercise price
- $2.00
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Mr. Wright held 1,570,500 shares of Series B Preferred Stock which was converted into 7,852,500 shares of Common Stock.
Footnote F2
Pursuant to the terms of his employment agreement and in connection with the Company's offering, Mr. Wright received 500,000 warrants to purchase 500,000 shares of Common Stock at $2.00 per share, all of which are exercisable.Pursuant to the terms of his employment agreement and in connection with the Company's offering, Mr. Wright received 500,000 warrants to purchase 500,000 shares of Common Stock at $2.00 per share, all of which are exercisable.
SEC remarks
General Counsel, Secretary, Treasurer, Vice Chairman