JAY O. WRIGHT - 12 Oct 2022 Form 3 Insider Report for Castellum, Inc. (CTM)

Role
General Counsel, Secretary, Treasurer, Vice Chairman, Director
Signature
/s/ Jay Wright
Issuer symbol
CTM
Transactions as of
12 Oct 2022
Transactions value $
$0
Form type
3
Filing time
12 Oct 2022, 21:08:37 UTC
Next filing
20 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CTM Common Stock 1.21M 12 Oct 2022 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CTM Series B Preferred Stock 12 Oct 2022 Common Stock 7.85M Direct F1
holding CTM Warrants 12 Oct 2022 Common Stock 65K $1.60 Direct F2
holding CTM Warrants 12 Oct 2022 Common Stock 160K $3.40 Direct F2
holding CTM Warrants 12 Oct 2022 Common Stock 725K $2.00 Direct F2
holding CTM Warrants 12 Oct 2022 Common Stock 85K $4.00 Direct F2
holding CTM Warrants 12 Oct 2022 Common Stock 181K $3.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Wright is the holder of 1,570,500 shares of Series B Preferred Stock which will be converted into 7,852,500 shares of Common Stock concurrently with the Company's offering.
F2 Mr. Wright was granted a total of 1,215,934 warrants that are exercisable into 1,215,934 shares of Common Stock.

Remarks:

General Counsel, Secretary, Treasurer, Vice Chairman