Jay O Wright - 12 Oct 2022 Form 3 Insider Report for Castellum, Inc. (CTM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
3
Accepted by SEC
12 Oct 2022, 21:08:37 UTC
Next SEC filing
20 Oct 2022
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jay Wright

Key filing fact

Jay O Wright filed Form 3 for Castellum, Inc. (CTM) on 12 Oct 2022.

Key facts

  • This page summarizes Jay O Wright's Form 3 filing for Castellum, Inc. (CTM).
  • 0 reported transactions and 6 derivative rows are listed below.
  • Accepted by SEC: 12 Oct 2022, 21:08.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CTM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,207,072
Date
12 Oct 2022
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CTM holding Derivative

Series B Preferred Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
7,852,500
Exercise price
Footnotes
F1
CTM holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
65,000
Exercise price
$1.60
Footnotes
F2
CTM holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
160,000
Exercise price
$3.40
Footnotes
F2
CTM holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
725,425
Exercise price
$2.00
Footnotes
F2
CTM holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
85,000
Exercise price
$4.00
Footnotes
F2
CTM holding Derivative

Warrants

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
12 Oct 2022
Ownership
Direct
Underlying class
Common Stock
Underlying amount
180,509
Exercise price
$3.80
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Mr. Wright is the holder of 1,570,500 shares of Series B Preferred Stock which will be converted into 7,852,500 shares of Common Stock concurrently with the Company's offering.

Footnote F2

Mr. Wright was granted a total of 1,215,934 warrants that are exercisable into 1,215,934 shares of Common Stock.

SEC remarks

General Counsel, Secretary, Treasurer, Vice Chairman

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