Nicole M. Fernandez-McGovern - 01 Nov 2021 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Chief Financial Officer
Signature
/s/ Nicole Fernandez-McGovern
Issuer symbol
UAVS
Transactions as of
01 Nov 2021
Net transactions value
$0
Form type
4
Filing time
10 Jun 2022, 20:58:56 UTC
Previous filing
01 Oct 2021
Next filing
05 Jul 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Award $0 +75,000 +30% $0.000000 321,250 01 Nov 2021 Direct F4
transaction UAVS Common Stock, par value $0.001 Award $0 +50,000 +16% $0.000000 371,250 01 Jan 2022 Direct F5
transaction UAVS Common Stock, par value $0.001 Award $0 +50,000 +13% $0.000000 421,250 01 Jan 2022 Direct F6
transaction UAVS Common Stock, par value $0.001 Award $0 +62,500 +15% $0.000000 483,750 01 Mar 2022 Direct F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +3.4% 757,500 31 Mar 2022 Common Stock 25,000 $1.19 Direct F1, F2, F3
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +3.5% 732,500 31 Dec 2021 Common Stock 25,000 $1.57 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F2 The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F3 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F4 Reflects restricted stock units that vest monthly over a six month period.
F5 Reflects restricted stock units that vest monthly over a nine month period.
F6 Reflects restricted stock units that vest monthly over a twenty-one month period.
F7 Reflects restricted stock units that vest immediately.