Nicole Fernandez-McGovern - Dec 26, 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Chief Financial Officer
Signature
/s/ Nicole Fernandez-McGovern
Stock symbol
UAVS
Transactions as of
Dec 26, 2020
Transactions value $
-$1,378,029
Form type
4
Date filed
10/1/2021, 05:32 PM
Next filing
Jun 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $1.59K +26.5K +37.86% $0.06 96.5K Jan 19, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$285K -26.5K -27.46% $10.75* 70K Jan 19, 2021 Direct F2, F6
transaction UAVS Common Stock, par value $0.001 Options Exercise $1.59K +26.5K +37.86% $0.06 96.5K Feb 17, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$380K -26.5K -27.46% $14.33* 70K Feb 17, 2021 Direct F2, F7
transaction UAVS Common Stock, par value $0.001 Award $0 +10K +14.29% $0.00 80K Mar 5, 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $1.59K +26.5K +33.13% $0.06 107K Mar 17, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$189K -26.5K -24.88% $7.15* 80K Mar 17, 2021 Direct F2, F8
transaction UAVS Common Stock, par value $0.001 Award $0 +125K +156.25% $0.00 205K Apr 19, 2021 Direct F12
transaction UAVS Common Stock, par value $0.001 Options Exercise $1.59K +26.5K +12.93% $0.06 232K Apr 19, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$133K -26.5K -11.45% $5.01* 205K Apr 19, 2021 Direct F2, F9
transaction UAVS Common Stock, par value $0.001 Award $0 +111K +54.27% $0.00 316K May 4, 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $572 +9.53K +3.01% $0.06 326K May 17, 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale -$41.1K -9.53K -2.93% $4.31* 316K May 17, 2021 Direct F2, F10
transaction UAVS Common Stock, par value $0.001 Sale -$73.2K -17K -5.37% $4.31* 299K May 17, 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Sale -$142K -26.5K -8.85% $5.35* 273K Jun 17, 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Sale -$142K -26.5K -9.73% $5.35* 246K Jun 30, 2021 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +3.66% 708K Sep 30, 2021 Common Stock 25K $3.01 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25K +3.8% 683K Jun 30, 2021 Common Stock 25K $5.27 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -9.53K -1.43% 658K May 17, 2021 Common Stock 9.53K $0.06 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26.5K -3.82% 667K Apr 19, 2021 Common Stock 26.5K $0.06 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +15K +2.21% 694K Mar 31, 2021 Common Stock 15K $6.26 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26.5K -3.76% 679K Mar 17, 2021 Common Stock 26.5K $0.06 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26.5K -3.62% 705K Feb 17, 2021 Common Stock 26.5K $0.06 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26.5K -3.5% 732K Jan 19, 2021 Common Stock 26.5K $0.06 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +15K +2.02% 758K Dec 31, 2020 Common Stock 15K $6.00 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +125K +20.23% 743K Dec 21, 2020 Common Stock 125K $5.20 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
F3 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F4 The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F5 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.33.
F11 Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.
F12 Reflects restricted stock units that vest monthly over a one-year period.