Nicole M. Fernandez-McGovern - 26 Dec 2020 Form 4 Insider Report for AgEagle Aerial Systems Inc. (UAVS)

Role
Chief Financial Officer
Signature
/s/ Nicole Fernandez-McGovern
Issuer symbol
UAVS
Transactions as of
26 Dec 2020
Net transactions value
-$1,378,029
Form type
4
Filing time
01 Oct 2021, 17:32:59 UTC
Next filing
10 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,590 +26,500 +38% $0.0600 96,500 19 Jan 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $284,848 -26,500 -27% $10.75* 70,000 19 Jan 2021 Direct F2, F6
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,590 +26,500 +38% $0.0600 96,500 17 Feb 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $379,692 -26,500 -27% $14.33* 70,000 17 Feb 2021 Direct F2, F7
transaction UAVS Common Stock, par value $0.001 Award $0 +10,000 +14% $0.000000 80,000 05 Mar 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,590 +26,500 +33% $0.0600 106,500 17 Mar 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $189,396 -26,500 -25% $7.15* 80,000 17 Mar 2021 Direct F2, F8
transaction UAVS Common Stock, par value $0.001 Award $0 +125,000 +156% $0.000000 205,000 19 Apr 2021 Direct F12
transaction UAVS Common Stock, par value $0.001 Options Exercise $1,590 +26,500 +13% $0.0600 231,500 19 Apr 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $132,871 -26,500 -11% $5.01* 205,000 19 Apr 2021 Direct F2, F9
transaction UAVS Common Stock, par value $0.001 Award $0 +111,250 +54% $0.000000 316,250 04 May 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Options Exercise $572 +9,533 +3% $0.0600 325,783 17 May 2021 Direct F1
transaction UAVS Common Stock, par value $0.001 Sale $41,125 -9,533 -2.9% $4.31* 316,250 17 May 2021 Direct F2, F10
transaction UAVS Common Stock, par value $0.001 Sale $73,196 -16,967 -5.4% $4.31* 299,283 17 May 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Sale $141,775 -26,500 -8.9% $5.35* 272,783 17 Jun 2021 Direct F11
transaction UAVS Common Stock, par value $0.001 Sale $142,058 -26,533 -9.7% $5.35* 246,250 30 Jun 2021 Direct F11

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +3.7% 707,500 30 Sep 2021 Common Stock 25,000 $3.01 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +25,000 +3.8% 682,500 30 Jun 2021 Common Stock 25,000 $5.27 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -9,533 -1.4% 657,500 17 May 2021 Common Stock 9,533 $0.0600 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26,500 -3.8% 667,033 19 Apr 2021 Common Stock 26,500 $0.0600 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +15,000 +2.2% 693,533 31 Mar 2021 Common Stock 15,000 $6.26 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26,500 -3.8% 678,533 17 Mar 2021 Common Stock 26,500 $0.0600 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26,500 -3.6% 705,033 17 Feb 2021 Common Stock 26,500 $0.0600 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Options Exercise -26,500 -3.5% 731,533 19 Jan 2021 Common Stock 26,500 $0.0600 Direct F3, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +15,000 +2% 758,033 31 Dec 2020 Common Stock 15,000 $6.00 Direct F1, F4, F5
transaction UAVS Options to purchase common stock, par value $0.001per share Award +125,000 +20% 743,033 21 Dec 2020 Common Stock 125,000 $5.20 Direct F1, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
F2 The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.
F3 The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.
F4 The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.
F5 Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.05.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.29 to $4.33.
F11 Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.
F12 Reflects restricted stock units that vest monthly over a one-year period.