Enrique Rodriguez - 01 Mar 2024 Form 4 Insider Report for Liberty Global Ltd. (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 Mar 2024
Net transactions value
-$5,819
Form type
4
Filing time
04 Mar 2024, 17:30:53 UTC
Previous filing
03 May 2023
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTY Class A Common Shares Options Exercise +373 +0.22% 168,115 01 Mar 2024 By Trust F1, F2
transaction LBTY Class A Common Shares Tax liability $1,878 -108 -0.06% $17.39 168,007 01 Mar 2024 By Trust F2
transaction LBTY Class C Common Shares Options Exercise +746 +0.23% 329,283 01 Mar 2024 By Trust F1, F2
transaction LBTY Class C Common Shares Tax liability $3,941 -215 -0.07% $18.33 329,068 01 Mar 2024 By Trust F2
holding LBTY Class A Common Shares 1,506 01 Mar 2024 Direct
holding LBTY Class C Common Shares 3,014 01 Mar 2024 Direct
holding LBTY Class C Common Shares 5,842 01 Mar 2024 By 401(k) Plan F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTY Restricted Share Units A Options Exercise -373 -100% 0 01 Mar 2024 Class A Common Shares 373 Direct F1, F4
transaction LBTY Restricted Share Units C Options Exercise -746 -100% 0 01 Mar 2024 Class C Common Shares 746 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A common shares or Class C common shares, as the case may be.
F2 Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.
F3 The Reporting Person received 918 shares contributed by Issuer under its 401(k) Plan as of March 1, 2024
F4 The RSUs vested in full on March 1, 2024.

Remarks:

The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK On November 24, 2023, the Issuer became the successor issuer of Liberty Global Holdings Limited (formerly Liberty Global plc, a company incorporated under the laws of England and Wales) pursuant to Rule 12g-3(a) of the Securities Exchange Act of 1934, as amended. On such date the Issuer completed a series of transactions, including a redomiciliation, pursuant to a statutory scheme of arrangement under English law, as a result of which Class A, B and C ordinary shares of Liberty Global plc were exchanged for Class A, B and C common shares of the Issuer on a one-for one basis.