Enrique Rodriguez - 01 May 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Cory Smith, Attorney-in-Fact
Issuer symbol
LBTYA
Transactions as of
01 May 2023
Net transactions value
-$949,778
Form type
4
Filing time
03 May 2023, 16:59:28 UTC
Previous filing
27 Apr 2023
Next filing
04 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +20,553 +14% 172,097 01 May 2023 By Trust F1, F2, F3
transaction LBTYA Class A Ordinary Shares Options Exercise +11,675 +6.8% 183,772 01 May 2023 By Trust F1, F3
transaction LBTYA Class A Ordinary Shares Tax liability $307,295 -16,030 -8.7% $19.17 167,742 01 May 2023 By Trust F3
transaction LBTYA Class C Ordinary Shares Options Exercise +41,106 +14% 337,246 01 May 2023 By Trust F1, F3, F4
transaction LBTYA Class C Ordinary Shares Options Exercise +23,351 +6.9% 360,597 01 May 2023 By Trust F1, F3
transaction LBTYA Class C Ordinary Shares Tax liability $642,482 -32,060 -8.9% $20.04 328,537 01 May 2023 By Trust F3
holding LBTYA Class A Ordinary Shares 1,506 01 May 2023 Direct
holding LBTYA Class C Ordinary Shares 3,014 01 May 2023 Direct
holding LBTYA Class C Ordinary Shares 4,924 01 May 2023 By 401(k) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -20,553 -100% 0 01 May 2023 Class A Ordinary Shares 20,553 Direct F1, F6
transaction LBTYA Restricted Share Units C Options Exercise -41,106 -100% 0 01 May 2023 Class C Ordinary Shares 41,106 Direct F1, F6
transaction LBTYA Restricted Share Units A Options Exercise -11,675 -50% 11,677 01 May 2023 Class A Ordinary Shares 11,675 Direct F1, F7
transaction LBTYA Restricted Share Units C Options Exercise -23,351 -50% 23,352 01 May 2023 Class C Ordinary Shares 23,351 Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 Includes 151,544 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.
F3 Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.
F4 Includes 296,140 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.
F5 The Reporting Person received 641 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F6 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F7 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.