Enrique Rodriguez - May 1, 2023 Form 4 Insider Report for Liberty Global plc (LBTYA)

Role
EVP, Chief Technology Officer
Signature
/s/ Cory Smith, Attorney-in-Fact
Stock symbol
LBTYA
Transactions as of
May 1, 2023
Transactions value $
-$949,778
Form type
4
Date filed
5/3/2023, 04:59 PM
Previous filing
Apr 27, 2023
Next filing
Mar 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LBTYA Class A Ordinary Shares Options Exercise +20.6K +13.56% 172K May 1, 2023 By Trust F1, F2, F3
transaction LBTYA Class A Ordinary Shares Options Exercise +11.7K +6.78% 184K May 1, 2023 By Trust F1, F3
transaction LBTYA Class A Ordinary Shares Tax liability -$307K -16K -8.72% $19.17 168K May 1, 2023 By Trust F3
transaction LBTYA Class C Ordinary Shares Options Exercise +41.1K +13.88% 337K May 1, 2023 By Trust F1, F3, F4
transaction LBTYA Class C Ordinary Shares Options Exercise +23.4K +6.92% 361K May 1, 2023 By Trust F1, F3
transaction LBTYA Class C Ordinary Shares Tax liability -$642K -32.1K -8.89% $20.04 329K May 1, 2023 By Trust F3
holding LBTYA Class A Ordinary Shares 1.51K May 1, 2023 Direct
holding LBTYA Class C Ordinary Shares 3.01K May 1, 2023 Direct
holding LBTYA Class C Ordinary Shares 4.92K May 1, 2023 By 401(k) Plan F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LBTYA Restricted Share Units A Options Exercise -20.6K -100% 0 May 1, 2023 Class A Ordinary Shares 20.6K Direct F1, F6
transaction LBTYA Restricted Share Units C Options Exercise -41.1K -100% 0 May 1, 2023 Class C Ordinary Shares 41.1K Direct F1, F6
transaction LBTYA Restricted Share Units A Options Exercise -11.7K -50% 11.7K May 1, 2023 Class A Ordinary Shares 11.7K Direct F1, F7
transaction LBTYA Restricted Share Units C Options Exercise -23.4K -50% 23.4K May 1, 2023 Class C Ordinary Shares 23.4K Direct F1, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit (RSU) represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
F2 Includes 151,544 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.
F3 Shares are held by the Enrique Rodriguez Management Trust, of which the Reporting Person is the trustee.
F4 Includes 296,140 ordinary shares previously owned directly by the Reporting Person which were transferred to the Enrique Rodriguez Management Trust, of which the Reporting Person is a trustee.
F5 The Reporting Person received 641 shares contributed by Issuer under its 401(k) Plan as of May 1, 2023.
F6 The RSUs vest in three equal annual installments commencing on May 1, 2021.
F7 The RSUs vest in three equal annual installments commencing on May 1, 2022.

Remarks:

The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, and LBTYK.