Frank Sorrentino III - 19 Mar 2025 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
19 Mar 2025
Net transactions value
-$534,034
Form type
4
Filing time
21 Mar 2025, 11:57:53 UTC
Previous filing
26 Mar 2024
Next filing
26 Mar 2025

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +20,888 +3.6% $0.000000 601,416 19 Mar 2025 Direct F1
transaction CNOB Common Stock Tax liability $300,917 -12,533 -2.1% $24.01 588,883 19 Mar 2025 Direct F2
transaction CNOB Common Stock Tax liability $233,116 -9,882 -1.7% $23.59 579,001 20 Mar 2025 Direct F3
transaction CNOB Common Stock Award $0 +31,374 +5.4% $0.000000 610,375 20 Mar 2025 Direct F4
holding CNOB Common Stock 416 19 Mar 2025 IRA for spouse
holding CNOB Common Stock 263,773 19 Mar 2025 See Footnote 5 F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares acquired pursuant to earned performance units granted on March 25, 2022.
F2 Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line.
F3 Reflects tax withholding on March 20, 2025 with respect to shares vested on March 20, 2025 pursuant to a grant of deferred stock units on March 20, 2023.
F4 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/26, 1/3 vesting on 3/20/27, and the final 1/3 vesting on 3/20/28.
F5 Held in a trust for the benefit of the spouse of the Reporting Person, and of which the spouse of the Reporting Person is a trustee.