Michael O'Malley - Mar 22, 2024 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
EVP & Chief Risk Officer
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 22, 2024
Transactions value $
-$8,864
Form type
4
Date filed
3/26/2024, 03:53 PM
Previous filing
Mar 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +3.48K +51% $0.00 10.3K Mar 22, 2024 Direct F1
transaction CNOB Common Stock Tax liability -$8.86K -467 -4.53% $18.98 9.84K Mar 25, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.
F2 Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.