Michael O'Malley - 22 Mar 2024 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
EVP & Chief Risk Officer
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
22 Mar 2024
Net transactions value
-$8,864
Form type
4
Filing time
26 Mar 2024, 15:53:57 UTC
Previous filing
22 Mar 2024
Next filing
21 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +3,480 +51% $0.000000 10,304 22 Mar 2024 Direct F1
transaction CNOB Common Stock Tax liability $8,864 -467 -4.5% $18.98 9,837 25 Mar 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/22/25, 1/3 vesting on 3/22/26, and the final 1/3 vesting on 3/22/27.
F2 Reflects tax withholding on March 25, 2024 with respect to shares vested on March 25, 2024 pursuant to a grant of deferred stock units on March 25, 2022.