Frank Sorrentino III - 20 Mar 2024 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Chairman & CEO, Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
20 Mar 2024
Net transactions value
-$473,028
Form type
4
Filing time
22 Mar 2024, 16:43:35 UTC
Previous filing
28 Mar 2023
Next filing
26 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Tax liability $193,410 -9,883 -1.8% $19.57 550,574 20 Mar 2024 Direct F1
transaction CNOB Common Stock Award $0 +24,515 +4.5% $0.000000 575,089 22 Mar 2024 Direct F2
transaction CNOB Common Stock Tax liability $279,618 -14,709 -2.6% $19.01 560,380 22 Mar 2024 Direct F3
holding CNOB Common Stock 416 20 Mar 2024 IRA for spouse
holding CNOB Common Stock 263,773 20 Mar 2024 See Footnote 4 F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects tax withholding on March 20, 2024 with respect to shares vested on March 20, 2024 pursuant to a grant of deferred stock units on March 20, 2023.
F2 Shares acquired pursuant to earned performance units granted on March 22, 2021.
F3 Reflects tax withholding of shares acquired pursuant to performance units reported in the immediately preceding line
F4 These shares were previously reported as directly beneficially owned ,but were contributed to a trust for the benefit of the reporting persons spouse, with the spouse of the reporting person as trustee.