Michael O'Malley - 20 Mar 2023 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
EVP & Chief Risk Officer
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
20 Mar 2023
Net transactions value
-$8,406
Form type
4
Filing time
29 Mar 2023, 10:22:59 UTC
Previous filing
05 Apr 2022
Next filing
22 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +5,388 +192% $0.000000 8,189 20 Mar 2023 Direct F1
transaction CNOB Common Stock Tax liability $8,406 -467 -5.7% $18.00 7,722 27 Mar 2023 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of deferred stock units subject to forfeiture, vesting over a three-year period, with 1/3 vesting on 3/20/24, 1/3 vesting on 3/20/25, and the final 1/3 vesting on 3/20/26.
F2 Reflects tax withholding on March 27, 2023 with respect to shares vested on March 25, 2023 pursuant to a grant of deferred stock units on March 25, 2022.