Joseph Parisi Jr. - Mar 4, 2022 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Mar 4, 2022
Transactions value $
$11,030
Form type
4
Date filed
3/4/2022, 02:42 PM
Previous filing
Nov 12, 2021
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Options Exercise $11K +1.58K +0.87% $6.99 183K Mar 4, 2022 Direct
holding CNOB Common Stock 6.04K Mar 4, 2022 As custodian for son
holding CNOB Common Stock 29.4K Mar 4, 2022 See Footnote 1 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -1.58K -100% $0.00* 0 Mar 4, 2022 Common Stock 1.58K $6.99 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares held in the name of Otterstedt Insurance Agency, of whch Mr. Parisi is part owner