Boswell Stephen T. - 23 Feb 2022 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
23 Feb 2022
Net transactions value
+$11,030
Form type
4
Filing time
24 Feb 2022, 09:17:00 UTC
Previous filing
22 Feb 2022
Next filing
03 Jun 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Options Exercise $11,030 +1,578 +3% $6.99 53,528 23 Feb 2022 Direct
holding CNOB Common Stock 237,354 23 Feb 2022 See Footnote 1 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -1,578 -100% $0.000000* 0 23 Feb 2022 Common Stock 1,578 $6.99 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees)
F2 Prior filing incorrectly indicated an earlier expiration date.