William Thompson - Feb 18, 2022 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Stock symbol
CNOB
Transactions as of
Feb 18, 2022
Transactions value $
-$58,188
Form type
4
Date filed
2/22/2022, 11:49 AM
Previous filing
Jun 3, 2021
Next filing
Jun 3, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Sale -$91.7K -2.81K -3.27% $32.68 83K Feb 18, 2022 Direct F1, F2
transaction CNOB Common Stock Options Exercise $33.5K +3.47K +4.18% $9.64 86.5K Feb 18, 2022 Direct
holding CNOB Common Stock 12.4K Feb 18, 2022 By Spouse

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CNOB Stock Option Options Exercise $0 -3.47K -100% $0.00* 0 Feb 18, 2022 Common Stock 3.47K $9.64 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The proceeds of the sale reported on this Form 4 were used in part by Mr. Thompson to satisfy the estimated personal income tax obligations, as well as with respect to the settlement of the exercise price, of the stock options also reported herein.
F2 Also includes 96.741 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.