Boswell Stephen T. - 16 Sep 2021 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
16 Sep 2021
Net transactions value
+$149,552
Form type
4
Filing time
20 Sep 2021, 09:51:59 UTC
Previous filing
16 Jun 2021
Next filing
22 Feb 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Purchase $149,552 +5,200 +12% $28.76 50,338 16 Sep 2021 Direct F1
transaction CNOB Common Stock Gift $0 -4,500 -8.9% $0.000000 45,838 16 Sep 2021 Direct F2
holding CNOB Common Stock 235,528 16 Sep 2021 See Footnote 4 F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Also includes 123.182 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F2 This transaction reflects a charitable gift of 4,500 shares of Common Stock.
F3 Also includes 920.031 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F4 Held by an irrevocable trust for benefit of his spouse and descendants(of which the reporting person's spouse, adult daughter and unrelated third person are trustees)