Boswell Stephen T. - 01 Jun 2021 Form 4 Insider Report for ConnectOne Bancorp, Inc. (CNOB)

Role
Director
Signature
/s/ Laura Criscione, POA
Issuer symbol
CNOB
Transactions as of
01 Jun 2021
Net transactions value
$0
Form type
4
Filing time
03 Jun 2021, 16:16:40 UTC
Next filing
16 Jun 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNOB Common Stock Award $0 +1,605 +3.7% $0.000000 45,014 01 Jun 2021 Direct F1, F2
holding CNOB Common Stock 234,608 01 Jun 2021 In Trust F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents a grant of 1,605 shares of restricted stock subject to forfeiture, vesting in full on May 1, 2022.
F2 Also includes 1,411.018 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F3 Also includes 868.907 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
F4 Held by an irrevocable trust for benefit of his spouse and descendants(of which the reporting person's spouse, adult daughter and unrelated third person are trustees)