Michael Lacapria - Mar 15, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Financial Officer
Signature
/s/ Michael Lacapria
Stock symbol
ESQ
Transactions as of
Mar 15, 2023
Transactions value $
$56,250
Form type
4
Date filed
3/17/2023, 03:20 PM
Previous filing
Dec 21, 2022
Next filing
Dec 19, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Purchase $56.3K +1.5K $37.50 1.5K Mar 15, 2023 By IRA
holding ESQ Common Stock 14.5K Mar 15, 2023 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 1.5K Mar 15, 2023 Common Stock 1.5K $24.90 Direct F5
holding ESQ Stock Options 2.5K Mar 15, 2023 Common Stock 2.5K $20.85 Direct F6
holding ESQ Stock Options 2.5K Mar 15, 2023 Common Stock 2.5K $31.04 Direct F7
holding ESQ Stock Options 2.5K Mar 15, 2023 Common Stock 2.5K $42.30 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.
F6 Stock options vest in three equal annual installments commencing on December 16, 2021.
F7 Stock options vest in three equal annual installments commencing on December 9, 2022.
F8 Stock options vest in three equal annual installments commencing on December 19, 2023.