Michael Lacapria - 15 Mar 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Financial Officer
Signature
/s/ Michael Lacapria
Issuer symbol
ESQ
Transactions as of
15 Mar 2023
Net transactions value
+$56,250
Form type
4
Filing time
17 Mar 2023, 15:20:30 UTC
Previous filing
21 Dec 2022
Next filing
19 Dec 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Purchase $56,250 +1,500 $37.50 1,500 15 Mar 2023 By IRA
holding ESQ Common Stock 14,500 15 Mar 2023 Direct F1, F2, F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding ESQ Stock Options 1,500 15 Mar 2023 Common Stock 1,500 $24.90 Direct F5
holding ESQ Stock Options 2,500 15 Mar 2023 Common Stock 2,500 $20.85 Direct F6
holding ESQ Stock Options 2,500 15 Mar 2023 Common Stock 2,500 $31.04 Direct F7
holding ESQ Stock Options 2,500 15 Mar 2023 Common Stock 2,500 $42.30 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F5 Stock options are fully vested.
F6 Stock options vest in three equal annual installments commencing on December 16, 2021.
F7 Stock options vest in three equal annual installments commencing on December 9, 2022.
F8 Stock options vest in three equal annual installments commencing on December 19, 2023.