Michael Lacapria - Dec 15, 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Financial Officer
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Stock symbol
ESQ
Transactions as of
Dec 15, 2023
Transactions value $
$0
Form type
4
Date filed
12/19/2023, 01:42 PM
Previous filing
Mar 17, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +3.5K +24.14% $0.00 18K Dec 15, 2023 Direct F1, F2, F3, F4, F5
holding ESQ Common Stock 1.5K Dec 15, 2023 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Award $0 +2.5K $0.00 2.5K Dec 15, 2023 Common Stock 2.5K $48.32 Direct F6
holding ESQ Stock Options 1.5K Dec 15, 2023 Common Stock 1.5K $24.90 Direct F7
holding ESQ Stock Options 2.5K Dec 15, 2023 Common Stock 2.5K $20.85 Direct F7
holding ESQ Stock Options 2.5K Dec 15, 2023 Common Stock 2.5K $31.04 Direct F8
holding ESQ Stock Options 2.5K Dec 15, 2023 Common Stock 2.5K $42.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 15, 2027.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F6 Stock options vest in three equal annual installments commencing on December 15, 2024.
F7 Stock options are fully vested.
F8 Stock options vest in three equal annual installments commencing on December 9, 2022.
F9 Stock options vest in three equal annual installments commencing on December 19, 2023.