Michael Lacapria - 15 Dec 2023 Form 4 Insider Report for Esquire Financial Holdings, Inc. (ESQ)

Role
Chief Financial Officer
Signature
/s/ Eric S. Bader, pursuant to power of attorney
Issuer symbol
ESQ
Transactions as of
15 Dec 2023
Net transactions value
$0
Form type
4
Filing time
19 Dec 2023, 13:42:32 UTC
Previous filing
17 Mar 2023
Next filing
03 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ESQ Common Stock Award $0 +3,500 +24% $0.000000 18,000 15 Dec 2023 Direct F1, F2, F3, F4, F5
holding ESQ Common Stock 1,500 15 Dec 2023 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ESQ Stock Options Award $0 +2,500 $0.000000 2,500 15 Dec 2023 Common Stock 2,500 $48.32 Direct F6
holding ESQ Stock Options 1,500 15 Dec 2023 Common Stock 1,500 $24.90 Direct F7
holding ESQ Stock Options 2,500 15 Dec 2023 Common Stock 2,500 $20.85 Direct F7
holding ESQ Stock Options 2,500 15 Dec 2023 Common Stock 2,500 $31.04 Direct F8
holding ESQ Stock Options 2,500 15 Dec 2023 Common Stock 2,500 $42.30 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares of restricted stock vest in three equal annual installments commencing on December 15, 2027.
F2 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2023.
F3 Includes shares of restricted stock which vest in three equal annual installments commencing on December 16, 2024.
F4 Includes shares of restricted stock which vest in three equal annual installments commencing on December 9, 2025.
F5 Includes shares of restricted stock which vest in three equal annual installments commencing on December 19, 2026.
F6 Stock options vest in three equal annual installments commencing on December 15, 2024.
F7 Stock options are fully vested.
F8 Stock options vest in three equal annual installments commencing on December 9, 2022.
F9 Stock options vest in three equal annual installments commencing on December 19, 2023.