Zalupski Patrick O - 08 Mar 2023 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Robert E. Riva by Power of Attorney
Issuer symbol
DFH
Transactions as of
08 Mar 2023
Net transactions value
$0
Form type
4
Filing time
10 Mar 2023, 09:21:30 UTC
Previous filing
05 Apr 2022
Next filing
05 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Award $0 +368,603 +64% $0.000000 945,311 08 Mar 2023 Direct F1, F5
holding DFH Class B common stock, par value $0.01 per share 58,820,586 08 Mar 2023 Direct F2
holding DFH Class B common stock, par value $0.01 per share 809,409 08 Mar 2023 By trust F2, F3
holding DFH Class B common stock, par value $0.01 per share 596,158 08 Mar 2023 See footnote F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.
F2 Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.
F3 Shares contributed to trust established for the benefit of the reporting person's children.
F4 Shares held by POZ Holdings, Inc., which is controlled by the reporting person.
F5 Includes 8,990 shares held in a 401(k) account.