Patrick O. Zalupski - Mar 8, 2023 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
President and CEO, Director, 10%+ Owner
Signature
/s/ Robert E. Riva by Power of Attorney
Stock symbol
DFH
Transactions as of
Mar 8, 2023
Transactions value $
$0
Form type
4
Date filed
3/10/2023, 09:21 AM
Previous filing
Apr 5, 2022
Next filing
Sep 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Award $0 +369K +63.92% $0.00 945K Mar 8, 2023 Direct F1, F5
holding DFH Class B common stock, par value $0.01 per share 58.8M Mar 8, 2023 Direct F2
holding DFH Class B common stock, par value $0.01 per share 809K Mar 8, 2023 By trust F2, F3
holding DFH Class B common stock, par value $0.01 per share 596K Mar 8, 2023 See footnote F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock will vest in three equal annual installments beginning on March 8, 2024 and each anniversary thereof.
F2 Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.
F3 Shares contributed to trust established for the benefit of the reporting person's children.
F4 Shares held by POZ Holdings, Inc., which is controlled by the reporting person.
F5 Includes 8,990 shares held in a 401(k) account.