Patrick O. Zalupski - Apr 1, 2023 Form 4 Insider Report for Dream Finders Homes, Inc. (DFH)

Role
President and CEO, Director
Signature
/s/ Robert E. Riva by Power of Attorney
Stock symbol
DFH
Transactions as of
Apr 1, 2023
Transactions value $
-$114,189
Form type
4
Date filed
9/5/2023, 04:54 PM
Previous filing
Mar 10, 2023
Next filing
Dec 7, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DFH Class A common stock, par value $0.01 per share Tax liability -$114K -8.62K -0.91% $13.25 937K Apr 1, 2023 Direct F1, F2
holding DFH Class B common stock, par value $0.01 per share 58.8M Apr 1, 2023 Direct F3
holding DFH Class B common stock, par value $0.01 per share 809K Apr 1, 2023 By trust F3, F4
holding DFH Class B common stock, par value $0.01 per share 596K Apr 1, 2023 See footnote F3, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Withholding of shares upon vesting by the Company to satisfy tax liability.
F2 Includes 8,990 shares held in a 401(k) account.
F3 Each share of Class B Common Stock is convertible at the option of the reporting person into one share of Class A Common Stock of Dream Finders Homes, Inc. and has no expiration date.
F4 Shares contributed to trust established for the benefit of the reporting person's children.
F5 Shares held by POZ Holdings, Inc., which is controlled by the reporting person.