Margaret Nell Fitzgerald - 08 Feb 2023 Form 4 Insider Report for CODEXIS, INC. (CDXS)

Role
Chief Legal and Compliance Officer
Signature
/s/ Sriram Ryali, as Attorney-in-Fact for Margaret Nell Fitzgerald
Issuer symbol
CDXS
Transactions as of
08 Feb 2023
Net transactions value
-$71,833
Form type
4
Filing time
09 Mar 2023, 20:14:56 UTC
Previous filing
10 Nov 2022
Next filing
21 Feb 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CDXS Common Stock Award $0 +77,272 +966% $0.000000 85,272 08 Feb 2023 Direct F1
transaction CDXS Common Stock Sale $36,822 -8,000 -9.4% $4.60 77,272 07 Mar 2023 Direct F2, F3
transaction CDXS Common Stock Sale $35,011 -7,686 -9.9% $4.56 69,586 08 Mar 2023 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents restricted stock awards ("PSUs") initially granted on November 8, 2022 that were subject a performance-based vesting condition. The vesting condition was determined to be 85% satisfied on February 8, 2023. The PSUs will vest fully on March 5, 2024, subject to the Reporting Person's continued service to the Issuer on such vesting date.
F2 The shares were sold solely to satisfy tax or other government withholding obligations in connection with the vesting of shares subject to a PSUs of the Issuer.
F3 Reflects the weighted average of all shares sold to cover taxes upon vesting of PSUs on March 8, 2023 for certain employees of the Issuer.

Remarks:

Chief Legal and Compliance Officer